Our plain-English summary of Simmons v. Pacor, Inc. (Pennsylvania Supreme Court, April 4, 1996).
Three workers, James Simmons, Theodore Murray and William Giffear, and their wives sued asbestos product makers in Philadelphia. Each man had pleural thickening seen on chest x-rays, with no lung impairment. Simmons served in the Navy and worked at the Philadelphia Naval Shipyard. Murray worked as a carpenter, pipecoverer and insulator at a Camden shipyard. Giffear was a Navy boilerman, then a plumber and shipyard pipefitter. They sought damages for increased risk of cancer, fear of cancer, mental anguish and loss of life's pleasures. Juries awarded $300,000 to Giffear and $350,000 each to Simmons and Murray. The trial court entered judgment for the defendants in Giffear but let the other verdicts stand. The Superior Court ruled against the plaintiffs in all three. The Pennsylvania Supreme Court affirmed. It held that pleural thickening without impairment is not a compensable injury, and that fear of cancer damages need a physical injury. The plaintiffs could sue if cancer or impairing disease developed. The court also recognized recovery for medical monitoring, but the plaintiffs had not sought it.
We wrote this summary from the court's opinion with the help of AI. It is not the court's wording, and it is not legal advice. The full opinion is below.
You don't need the product names or old records. No fee unless we recover compensation for your family.
The decision
- Court: Pennsylvania Supreme Court
- Decided: April 4, 1996
- Citation: 674 A.2d 232
- Stage: Appeal from post-trial motions
- State: Pennsylvania
Outcome. The Pennsylvania Supreme Court affirmed the Superior Court, which had upheld judgment n.o.v. for the defendants in Giffear and reversed the plaintiffs' verdicts in Simmons and Murray, so Owens-Illinois, Fibreboard and Keene prevailed over the three plaintiff couples.
What the court held. Asymptomatic pleural thickening without physical impairment is not a compensable injury, so damages for increased risk of cancer and fear of cancer are not recoverable. The plaintiffs may sue later if cancer or impairing disease develops, and medical monitoring costs are recoverable if sought.
Issues decided: Compensatory Damages, Fear of Cancer and Medical Monitoring.
Why this case is relevant
In this decision the Pennsylvania Supreme Court held that asbestos-caused pleural thickening, without symptoms or physical impairment, is not a compensable injury that gives rise to a cause of action. It also held that, without such a physical injury, damages for fear of cancer are not recoverable. The court tied this to the separate disease rule: a worker may sue later when symptoms and impairment develop, and again if cancer develops. It recognized a limited exception allowing recovery of medical monitoring costs, but these plaintiffs had not sought them.
Later Pennsylvania courts describe the decision as changing the law. The Pennsylvania Supreme Court said that before it, a mere diagnosis was enough to sue, and that afterward a plaintiff could sue only once symptoms and impairment appeared. The Pennsylvania Commonwealth Court cited it to deny emotional distress damages without physical injury. Courts elsewhere, including the Florida Supreme Court and appellate courts in Maryland and Indiana, cite its pleural thickening holding. The Texas and Wisconsin Supreme Courts and a California appellate court cite its medical monitoring ruling.
This section was drafted with the assistance of WARD, our Worldwide Asbestos Reference Desk, from the opinion and the later decisions in our library that cite it. It is not legal advice.
The people and their exposure
-
James R. Simmons: pleural plaques and thickening
-
Theodore Murray: pleural plaques and thickening
-
William Giffear: pleural plaques and thickening
| Who | Work | Where | When | Products |
|---|---|---|---|---|
| James R. Simmons | Navy service (the Navy); military service | United States Navy | 1943-1963 | |
| James R. Simmons | electronics technician (shipyards and maritime work) | Philadelphia Naval Shipyard, Philadelphia, Pennsylvania | 1963-1974 | |
| Theodore Murray | carpenter, joiner, pipecoverer and insulator (shipyards and maritime work) | New York Shipbuilding Company, Camden, New Jersey | 1952-1967 | |
| William Giffear | boilerman (the Navy); military service | United States Navy | 1964-1968 | pipe and block insulation, asbestos textiles, insulating cement, pipe covering, pipe cloth, cement |
| William Giffear | plumber |
The defendants
- Owens-Illinois, Inc. · its asbestos trust
- Fibreboard Corporation · its asbestos trust
- Keene Corporation
Decisions this opinion cites
Earlier decisions in our library that the court cited:
- Beeman v. Manville Corp. Asbestos Fund (Iowa Supreme Court, 1993). The Iowa Supreme Court affirmed the judgment for Joseph Beeman after the jury verdict, upholding the evidence rulings, Keene's liability, and the trial court's setting aside of the punitive damages and the lost-life-opportunity award, so Manville Fund and Keene lost and Beeman's cross-appeal also failed.
- Doe v. Johns-Manville Corp. (Pennsylvania Supreme Court, 1984). The Pennsylvania Superior Court affirmed the trial court's order sustaining the defendants' preliminary objections to the Does' petition for a declaratory judgment on when the limitations period begins in asbestos disease cases.
- Howell v. Celotex Corp. (U.S. Court of Appeals, Third Circuit, 1990). The Third Circuit affirmed the judgment entered on the jury's verdict for the asbestos defendants, holding that the district court properly let the jury decide whether Howell's pleural thickening was a compensable injury.
- Higginbotham v. Fibreboard Corp. (Pennsylvania Superior Court, 1993). The Superior Court vacated the judgment for Nathan and Jean Higginbotham against Fibreboard Corporation and remanded for a new trial limited to Mr. Higginbotham's present injuries, so Fibreboard prevailed on appeal.
- Marinari v. Asbestos Corp., Ltd. (Pennsylvania Superior Court, 1992). The en banc Superior Court reversed summary judgment for the defendants, holding that Marinari's lung cancer action was not time-barred by the earlier discovery of pleural thickening.
- Burns v. Jaquays Min. Corp. (Arizona Court of Appeals, 2nd Division, Dept. A, 1987). The Arizona Court of Appeals reversed summary judgment for the defendants (Jaquays and the government defendants) on the residents' nuisance and medical surveillance claims, and affirmed it on the remaining claims, including enhanced risk of cancer and emotional distress.
- Amader v. Johns-Manville Corp. (U.S. District Court, Eastern District of Pennsylvania, 1981). The court denied the Amaders' motion to file a third amended complaint adding an emotional distress claim, ruling in favor of Johns-Manville and the other defendants.
- Lavelle v. Owens-Corning Fiberglas Corp. (Ohio Court of Common Pleas, 1987). The trial court granted the defendants' motion in limine to exclude evidence of increased risk of cancer and denied it as to evidence of the asbestosis-afflicted plaintiff's increased fear of cancer, so each side won in part.
- Devlin v. Johns-Manville Corp. (New Jersey Superior Court, Law Division, 1985). On a defense motion in seven asbestosis cases, the trial court held that plaintiffs could not recover for the enhanced risk of cancer standing alone, but could seek damages for fear of cancer and for future medical surveillance, with evidence of the increased risk going to the jury on those items.
Later decisions citing this one
29 later decisions in our library cite this one:
- Norfolk & Western R. Co. v. Ayers (U.S. Supreme Court, 2003). The Supreme Court affirmed the West Virginia trial court's judgments for the six asbestosis claimants against Norfolk & Western Railway, upholding both the fear-of-cancer damages instruction and the refusal to apportion damages to other exposures.
- Metro-North Commuter R. Co. v. Buckley (U.S. Supreme Court, 1997). The Supreme Court reversed the Second Circuit, holding that Metro-North, the railroad, was not liable for Buckley's emotional distress claim or for his claim to lump-sum medical monitoring costs, and remanded for further proceedings.
- Daley v. AW Chesterton, Inc. (Pennsylvania Supreme Court, 2012). The Pennsylvania Supreme Court affirmed the Superior Court's order reversing summary judgment for U.S. Supply and Duro-Dyne, allowing Daley's mesothelioma suit to proceed, and remanded for further proceedings.
- American Optical Corporation v. Spiewak (Florida Supreme Court, 2011). The Florida Supreme Court affirmed the Fourth District, holding that the Asbestos and Silica Compensation Fairness Act cannot constitutionally be applied retroactively to the asbestosis plaintiffs, who prevailed over American Optical and the other asbestos defendants.
- Summers v. Certainteed Corp. (Pennsylvania Supreme Court, 2010). The Pennsylvania Supreme Court reversed the Superior Court's order affirming summary judgment for Union Carbide, Certainteed and Allied Signal, disapproved Quate v. American Standard, and sent the cases back so Summers and Nybeck could proceed.
- Abrams v. Pneumo Abex Corporation (Pennsylvania Supreme Court, Eastern District, 2009). The Pennsylvania Supreme Court reversed the Superior Court's en banc order affirming summary judgment for John Crane, Inc., and remanded, so the widows of Kenneth Abrams and John Shaw may proceed against Crane.
- Austin v. Abney Mills, Inc. (Louisiana Supreme Court, 2002). The Louisiana Supreme Court reversed the summary judgment that the lower courts had granted to employers International Paper and Arizona Chemical, and remanded for further proceedings, because the employers had not shown Hogue's tort claim accrued only after 1975.
- Pustejovsky v. Rapid-American Corp. (Texas Supreme Court, 2000). The Texas Supreme Court reversed the court of appeals' affirmance of summary judgment for Rapid-American on limitations grounds and remanded to the trial court, so Pustejovsky's mesothelioma suit may proceed.
- Sopha v. Owens-Corning Fiberglas Corp. (Wisconsin Supreme Court, 1999). The Wisconsin Supreme Court reversed the circuit court's order dismissing the Sophas' mesothelioma action against Owens-Corning and the other defendants as time-barred, and remanded for further proceedings.
- Temple-Inland Forest Products Corp. v. Carter (Texas Supreme Court, 1999). The Texas Supreme Court reversed the court of appeals' judgment to the extent it reinstated the plaintiffs' actual damages claims, and rendered judgment that Carter and Wilson take nothing against Temple-Inland, which won.
- McNeil v. Owens-Corning Fiberglas Corp. (Pennsylvania Supreme Court, 1996). The Pennsylvania Supreme Court reversed the Superior Court's order to the extent it allowed a new trial on the lung cancer claim (a win for Owens Corning), and affirmed a new trial limited to the McNeils' non-cancer injury claims (a win for the McNeils).
- Hanson v. Collins Electrical Co. (California Court of Appeal, 1st Appellate District, 1st Division, 2016). The Court of Appeal reversed the summary judgment for Collins Electrical Company, holding Hanson raised a triable issue on medical monitoring damages despite having no lung impairment.
- Zenak v. Police Athletic League OF Philadelphia (Pennsylvania Commonwealth Court, 2016). The Commonwealth Court affirmed denial of Officer Zenak's post-trial motion, which left the nonsuits on his negligence and False Claims Ordinance claims in place. It reversed denial of the City of Philadelphia's post-trial motions because the whistleblower claim should not have gone to a jury, and remanded for the trial court to make its own findings or hold a new bench trial.
- Daley v. AW Chesterton, Inc. (Pennsylvania Superior Court, 2009). The Superior Court vacated the trial court's summary judgment for Chesterton, U.S. Supply and Duro-Dyne and remanded, so Daley's mesothelioma suit could go forward.
- Abrams v. Pneumo Abex Corp. (Pennsylvania Superior Court, 2007). The en banc Superior Court affirmed summary judgment for John Crane, Inc. against the executrices of Kenneth Abrams and John Shaw, holding the lung cancer claims time-barred.
- Abrams v. Pneumo Abex Corporation (Pennsylvania Superior Court, 2006). The Superior Court reversed the orders granting summary judgment to John Crane, Inc. on statute of limitations grounds, ruling for the Abrams and Shaw estates, and remanded the cases.
- Jurich v. John Crane, Inc. (Indiana Court of Appeals, 2005). The Indiana Court of Appeals affirmed summary judgment for John Crane, WTI Rust Holdings and Mallinckrodt, holding the plaintiffs' claims were barred by the ten-year product liability statute of repose, to the loss of the Jurich and Serna estates.
- Summers v. Certainteed Corp. (Pennsylvania Superior Court, 2005). The en banc Superior Court was evenly divided, so the trial court's summary judgment for the asbestos defendants (CertainTeed and Union Carbide) against plaintiffs Summers and Nybeck was affirmed.
- Smalls v. Pittsburgh-Corning Corp. (Pennsylvania Superior Court, 2004). The Superior Court rejected John Crane's evidentiary challenges but held the $2,000,000 award to Oscar Smalls and $500,000 consortium award to Lizzie Smalls excessive, vacating the judgment and remanding for a new trial on damages only.
- Gatling v. Eaton Corp. (Pennsylvania Superior Court, 2002). The Superior Court affirmed summary judgment for Uniroyal and the other defendants, holding the Gatlings' second suit for symptomatic nonmalignant asbestos disease barred by res judicata and the statute of limitations.
- Lonasco v. A-Best Products Co. (Pennsylvania Superior Court, 2000). The Superior Court affirmed the denial of judgment notwithstanding the verdict to Owens-Corning and Garlock on Phase I, and affirmed the grant of a new Phase II trial on Garlock's liability, so the Lonascos and the Collinses prevailed.
- Baker v. AC&S, Inc. (Pennsylvania Superior Court, 1999). The Superior Court reversed the trial court's reduction of the verdict by a pro rata share for the Manville Trust, holding the Trust's pro tanto release must be enforced so that AC&S bears the shortfall. It affirmed the denial of AC&S's motion for judgment notwithstanding the verdict and remanded to Mrs. Baker's benefit.
- Owens Corning v. Bauman (Maryland Court of Special Appeals, 1999). The Court of Special Appeals affirmed in part and reversed in part: it upheld the admission of Dr. Hammar's testimony, the refusal to amend the ad damnum clause, the refusal to submit punitive damages, and the denial of remittitur for excessiveness, but remanded so a new jury could decide when Hammond's mesothelioma arose for purposes of the noneconomic damages cap, which went against Owens Corning on the standard but partly for it on the jury question.
- McCauley v. Owens-Corning Fiberglas Corp. (Pennsylvania Superior Court, 1998). The Superior Court reversed the trial court's refusal to remove a compulsory nonsuit entered against plaintiff Bradley McCauley on statute of limitations grounds, and remanded for a new trial, ruling against the defendants.
- Anchor Packing Co. v. Grimshaw (Maryland Court of Special Appeals, 1997). The appeals court held that the statutory cap on noneconomic damages applies to the wrongful death awards in Zumas and McCaffery, but not to the personal injury and consortium awards. It ordered Grimshaw's medical-expense award cut to the stipulated amount and reversed the judgment against Hopeman Brothers. It otherwise affirmed the judgments for the plaintiffs against Anchor and Owens-Corning.
- Fleischman v. CSX Transportation, Inc. (U.S. District Court, Western District of Kentucky, 2007). The court granted CSX Transportation summary judgment against Pauline Fleischman, holding that the 1986 release barred the claims and that FELA's three-year limitations period barred the personal injury claim, and dismissed all claims.
- In re Pittsburgh Corning Corporation (U.S. Bankruptcy Court, Western District of Pennsylvania, 2013). The bankruptcy court confirmed Pittsburgh Corning's Modified Third Amended Plan, issued the §524(g) asbestos channeling injunction, and overruled the objections of Garlock Sealing Technologies and Mt. McKinley Insurance/Everest Reinsurance.
- In re Pittsburgh Corning Corporation (U.S. Bankruptcy Court, Western District of Pennsylvania, 2013). The bankruptcy court confirmed Pittsburgh Corning's Modified Third Amended Plan of Reorganization and issued the §524(g) asbestos channeling injunction, overruling the objections of insurer Mt. McKinley and Garlock Sealing Technologies.
- Sharpless v. Owens-Corning Fiberglas (Pennsylvania Court of Common Pleas, 1997). The trial court granted compulsory nonsuits for defendants Owens-Corning Fiberglas, Uniroyal and Harbison Walker Refractories against plaintiffs Dallas Sharpless and Richard Wilson, and issued this opinion explaining the nonsuits for their appeals.
Amounts in the opinion
- $300,000.00 (compensatory)
- $350,000.00 (compensatory)
On our site
The court's opinion
The text below is Google Scholar's copy of the court's opinion, a public record. Numbers in brackets, such as [*921], mark where each page of the printed reporter begins.
543 Pa. 664 (1996)
674 A.2d 232
James R. and Eleanor SIMMONS, H/W, Appellants,
v.
PACOR, INC., Eagle-Picher Industries, Inc., Keene Corporation, Southern Textile Company, J.P.
Stevens Company, Garlock, Inc., Celotex, Inc., Owens-Illinois Inc., Fibreboard Corporation, GAF
Corporation, Forty-Eight Insulation, Inc., and Raymark Industries, Inc., Appellees.
Theodore and Mary MURRAY, H/W, Appellants,
v.
PHILADELPHIA ASBESTOS CORPORATION, GAF Corporation, Raymark Industries, Southern
Textile Company, Garlock, Inc., Fibreboard Corporation, Eagle-Picher Industries, Inc., Keene
Corporation, Celotex Corporation, J.P. Stevens Co., Inc., and Owens-Illinois, Inc., Appellees.
William and Paula GIFFEAR, H/W, Appellants,
v.
JOHNS-MANVILLE CORPORATION, Pacor, Inc., Eagle-Picher Industries, Inc., Unarco Industries,
Inc., Keene Corporation, Raybestos Manhattan, Inc., Celotex Corporation, Southern Textile
Company, J.P. Stevens Company, Garlock Inc., Owens-Illinois Inc., Fibreboard Corporation, and
GAF Corporation, Appellees.
Argued October 23, 1995.
Decided April 4, 1996.
Supreme Court of Pennsylvania.
[*665] [*666] Steven J. Cooperstein, Philadelphia, for James & Eleanor Simmons, Theodore & Mary Murray, William & Paul Giffear.
Howell K. Rosenberg, Philadelphia, Theodore Goldberg, Pittsburgh, Albert J. Slap, Philadelphia, for amicus curiae Pa. Trial Lawyers.
Nathan Schachtman, Kimberly Waldron, Philadelphia, for Owens-Illinois.
Robert H. Riley, pro hoc vice for Owens-Illinois.
Andrew J. Trevelise, Michael T. Scott, Richard T. Wentley and Robin Sheldon, Philadelphia, for Fibreboard Corp. Thomas M. Goutman, Philadelphia, for amicus curiae Pa. Defense Institute.
[*667] Robert B. Lawler, Philadelphia, for amicus curiae Georgia Pacific.
Kathy K. Condo, Pittsburgh, for amicus curiae Pittsburgh Corning.
Richard A. Ejak, David G. Klaber, Pittsburgh, for amicus curiae Lincoln Electric Company.
Before NIX, C.J., and FLAHERTY, ZAPPALA, CAPPY, CASTILLE and MONTEMURO, JJ.
OPINION
ZAPPALA, Justice.
This consolidated appeal raises issues involving whether asymptomatic pleural thickening caused by occupational exposure to asbestos may give rise to a cause of action. The facts underlying each case are set forth below.
Simmons
James Simmons was exposed to asbestos while serving in the United States Navy between 1943 and 1963. He was also exposed during 1963 through 1974, while he was employed as an electronics technician in the Philadelphia Naval Shipyard. In 1982, when Simmons was fifty-six years old, an abnormality on a chest x-ray revealed pleural thickening. Simmons saw a specialist, who informed him that his asbestos exposure increased his risk of contracting cancer. This information caused Simmons to feel very upset and afraid. His fear of contracting cancer affected his work and had an adverse impact on family relationships.
At trial, Dr. Stanley Altschuler, a board-certified internist and pulmonary specialist, testified that Simmons suffers from pleural thickening as a result of his asbestos exposure. He found that the disease had progressed since the time it was initially visible on x-ray. Dr. Altschuler also testified that Simmons is five times more likely to contract cancer, and three hundred times more likely to get mesothelioma, than he would be had he never been occupationally exposed to asbestos.[1] [*668] Dr. Altschuler opined that Simmons should receive an examination and x-ray each year to help ensure early detection of cancer. He also stated that Simmons's pleural thickening did not affect his lung function or cause any impairment. Dr. Allan Freedman, testifying for the defense, agreed that Simmons had asbestos-caused pleural thickening, but opined that the scarring had not increased since first observed on x-ray.
Murray
Theodore Murray labored as a carpenter, joiner, pipecoverer and insulator for the New York Shipbuilding Company in Camden, New Jersey, between 1952 and 1967. He had considerable asbestos exposure in all areas of his employment. In 1982, when he was fifty-seven years old, Murray learned that he had asbestos-related disease and that his asbestos exposure increased his risk of contracting cancer. This knowledge has left him fearful of getting cancer. He exhibits signs of nervousness and often has nightmares. He becomes particularly fearful when going to a hospital and when hearing about others who have cancer.
Dr. Altschuler testified at trial that Murray suffers from pleural thickening and that the disease has progressed since the initial x-ray was taken. He also stated that Murray is subject to the same increased risks of contracting cancer and mesothelioma as Simmons. Likewise, his condition should be monitored yearly.
Dr. Theodore Rodman, a defense medical expert, testified that Murray suffers from pleural thickening but disagreed with the proposition that the pleural thickening has increased over the years. Dr. Rodman also testified that there was no impairment in lung function which could be attributed to the [*669] pleural changes and that the changes were of no clinical significance. Giffear
William Giffear served in the United States Navy from 1964 through 1968, during which time he was exposed to asbestos while working as a boilerman. He inhaled dust created by asbestos-containing products such as pipe covering, pipe cloth and cement on a daily basis. Upon discharge from the Navy, Giffear worked as a plumber and was again exposed to asbestos-containing products. In 1980, he began work as a pipefitter in the Philadelphia Naval Shipyard. He was still employed by the shipyard at the time of trial.
Following an annual medical checkup, Giffear was informed that he had pleural disease. He was also told that the disease was irreversible and could lead to cancer. Giffear was thirty-four years old at the time of the diagnosis and became extremely upset and concerned about caring for his young children.
At trial, Giffear's medical expert, Dr. William Fineman, testified that Giffear's x-rays revealed pleural thickening with plaque formation, but that Giffear did not sustain any lung impairment as a result of his alleged exposure to asbestos-containing products. Fineman also opined that Giffear did not exhibit any signs of mesothelioma or lung cancer. He did, however, set out the cancer risks which Giffear's asbestos exposure subjected him to. The risks were identical to those faced by Murray and Simmons. Giffear testified that he suffers anxiety due to his increased risk of lung cancer and mesothelioma. He further stated that his fear made him irritable, affected his sleep and affected his relationship with his wife.
The defense medical expert, Dr. Alan Pope, agreed that Giffear had pleural thickening with no physical impairment. Dr. Pope found that although there may have been some minimal progression of plaque formation between the first x-ray [*670] films taken of Giffear in 1980 and 1983, there had been no progression in his pleural plaques since that time.
Procedural History
Each Appellant filed suit in the Philadelphia County Common Pleas Court to recover damages for injuries caused by occupational exposure to asbestos. Specifically, Appellants sought recovery for (1) risk and fear of cancer, (2) mental anguish, and (3) loss of life's pleasures. At the time of trial, the remaining defendants were Owens Illinois, Inc., Fibreboard Corporation, and Keene Corporation.[2] The reverse bifurcated trial in the Giffear action commenced on March 13, 1991. It was jointly tried with another case which was not the subject of any appeal. The Simmons and Murray cases were consolidated prior to trial and a reverse bifurcated trial commenced on June 9, 1991.
Following the Giffear trial, the jury returned a verdict of $300,000.00 for Giffear. The liability portion of the trial was then conducted by stipulation between the parties before the court sitting without a jury. Keene Corporation and Fibreboard Corporation were each held liable for 1/8 of the verdict. The defendants moved for post-trial relief, arguing, inter alia, that the court erred in failing to direct a verdict that asymptomatic non-impairing pleural thickening is a non-compensable injury. Giffear petitioned the court for delay damages.
On February 4, 1992, the trial court granted the defendants' motion for judgment notwithstanding the verdict (j.n.o.v.) and denied Giffear's petition for delay damages. The trial court found that there was no medical testimony linking any symptoms, illness or impairment of any sort to the pleural thickening suffered by Giffear. It concluded that asymptomatic pleural thickening is not a cognizable cause of action.
[*671] Following the damages phase of the Murray/Simmons trial, the jury awarded each plaintiff $350,000.00. Pursuant to the parties' stipulation to the court as to apportionment of liability, Owens-Illinois, Inc., was found to be liable for 1/9 of the Simmons verdict and 1/7 of the Murray verdict. Fibreboard was found to be liable for 1/6 of the verdict.
On July 23, 1992, the trial court denied defendants' request for j.n.o.v. and, alternatively, a remittitur. It found that pleural thickening is a legal injury, objectively determined by a chest x-ray. It noted that both plaintiffs alleged and proved permanent, untreatable pleural thickening and increased risks of mesothelioma and lung cancer. The court also granted plaintiffs' request for delay damages.
All of the judgments were timely appealed to the Superior Court. In Giffear, the entry of j.n.o.v. was reversed by a panel of the Superior Court. Upon defendants' petition, the Superior Court granted reargument en banc. On September 16, 1993, the Superior Court affirmed the grant of j.n.o.v., holding that a diagnosis of pleural thickening unaccompanied by discernible physical symptoms or functional impairment does not give rise to an action for damages.[3]
On April 11, 1994, a panel of the Superior Court reversed the judgments in favor of Simmons and Murray. Relying on the holding in Giffear, the majority concluded that the plaintiffs' non-impairing, asymptomatic pleural thickening was not [*672] compensable as a matter of law.[4]
Discussion
The general issue we must resolve is whether j.n.o.v. should have been granted for the defendants, Appellees. In reviewing a j.n.o.v., "the evidence must be considered in the light most favorable to the verdict winner, and he must be given the benefit of every reasonable inference of fact arising therefrom, and any conflict in the evidence must be resolved in his favor." Moure v. Raeuchle, 529 Pa. 394, 402, 604 A.2d. 1003, 1007 (1992) (citations omitted). There are two bases upon which a j.n.o.v. can be entered: one, the movant is entitled to a judgment as a matter of law, and/or two, the evidence was such that no two reasonable minds could disagree that the outcome should have been rendered in favor of the movant. Id. In the instant case, the Superior Court concluded that Appellees were entitled to judgment as a matter of law. In examining this determination, our scope of review is plenary, as it is with any review of questions of law. Phillips v. A-Best Products, 542 Pa. 124, 130, 665 A.2d 1167, 1170 (1995).
In determining whether Appellees are entitled to judgment as a matter of law, we must specifically decide whether asymptomatic pleural thickening, i.e., unaccompanied by disabling consequences or physical impairment, is a compensable injury. Asbestos-related pleural thickening has been defined as the formation of calcified tissue on the pleura, the membranes surrounding the lungs. Doe v. Johns-Manville Corp., 324 Pa.Super. 469, 472, 471 A.2d 1252, 1253 (1984) (en banc). The condition may be objectively determined in the sense that it is revealed on an x-ray. Id. Pleural thickening may occur independent of or in conjunction with asbestosis. Marinari v. Asbestos Corporation, Ltd., 417 Pa.Super. 440, 447, 612 A.2d 1021, 1025 (1992), quoting Mansfield, Asbestos: The Cases and [*673] the Insurance Problem, 15 Forum 860, 861-64 (1980). When the pleural thickening is asymptomatic, individuals are able to lead active, normal lives, with no pain or suffering, no loss of an organ function, and no disfigurement due to scarring. See Marinari, 417 Pa.Super. at 448, 612 A.2d at 1025; In Re Hawaii Federal Asbestos Cases, 734 F.Supp. 1563, 1567 (D.Haw.1990).
Herein, Appellants sought recovery under the Restatement (Second) of Torts § 402A (1965) for damages for physical harm to a user or consumer. They contend that the scarring of their lung tissue caused by occupational asbestos exposure, as evidenced by their chest x-rays, is sufficient to establish an ascertainable and physically objective injury. Appellants argue that even though they have not proven the existence of physical symptoms, they have medically significant diseases that will never improve, and may worsen, and which warrant the awarding of damages.
Appellees contend that a compensable tort injury requires physical impairment or a diminution of a bodily function. As there was no medical testimony establishing that Appellants suffered any disabling consequences or physiological dysfunction as a result of their condition, Appellees submit that recovery should not be permitted.
Appellees further rely on the distinctions between "injury," "harm," and "physical harm" as set forth in § 7 of the Restatement (Second) of Torts (1965). The word "injury" indicates the invasion of a legally protected interest which, when accompanied by harm, entitles a person thereby harmed to maintain an action in tort. Id. at § 7, comment a. The Restatement further provides that
"[h]arm" implies a loss or detriment to a person, and not a mere change or alteration in some physical
person, object or thing. Physical changes or alterations may be either beneficial, detrimental, or of no
consequence to a person. In so far as physical changes have a detrimental effect on a person, that person
suffers harm.
[*674] Id. at § 7, comment b. Appellees argue that because the scarring of the lung tissue was a mere physical change that was unaccompanied by any detrimental effect, no "harm" was established.
After examining the issue at great length, we agree that asymptomatic pleural thickening is not a compensable injury which gives rise to a cause of action.[5] We reach this conclusion not only because we find that no physical injury has been established that necessitates the awarding of damages, but also because, pursuant to Marinari v. Asbestos Corporation, Ltd., 417 Pa.Super. 440, 612 A.2d 1021 (1992), Appellants are not precluded from subsequently commencing an action for an asbestos related injury when symptoms develop and physiological impairment begins.
In Marinari, the issue was whether the two year statute of limitations, 42 Pa.C.S. § 5524(2), bars an action for lung cancer where the action was filed within two years of the cancer diagnosis but four years after asymptomatic pleural thickening had been discovered on x-ray. The court held that a plaintiff's discovery of a nonmalignant, asbestos related lung pathology, whether or not accompanied by clinical symptoms of impaired pulmonary function, does not trigger the statute of limitations with respect to an action for a later, separately diagnosed disease of lung cancer. Id. at 442, 612 A.2d at 1022. The Superior Court followed the majority of jurisdictions which had adopted this "two disease rule" or "separate disease rule" in asbestos exposure cases.
Prior to Marinari, a single cause of action for all present and future harm as a result of an asbestos related disease accrued at the time when the first signs of the disease were discovered. Thus, to prevent the asbestos claim from being precluded by the statute of limitations, the plaintiff faced the arduous task of having to establish all future harm that may [*675] result from the contraction of the asbestos related disease. Although such a rule was workable in a routine personal injury case, it did not bring about just results in cases involving latent diseases which do not surface until years after the initial exposure. Marinari remedied this situation by permitting a plaintiff to commence separate causes of action for separate asbestos related diseases, i.e., one for a nonmalignant asbestos related disease which had become manifest and another cause of action for the subsequent development of a separate malignant disease such as lung cancer or mesothelioma.
The court in Marinari was not specifically presented with the issue of whether pleural thickening, absent physical impairment, is sufficient to sustain a cause of action.[6] We conclude, however, that the natural extension of Marinari is to preclude an action for asymptomatic pleural thickening since Appellants are permitted to commence an action when the symptoms and physical impairment actually develop. The diagnosis of asymptomatic pleural thickening has no statute of limitations ramifications regarding a claim alleging a nonmalignant physiological impairment. A plaintiff is also permitted to file a subsequent suit if and when cancer develops.
We note that several other jurisdictions also deny recovery for asbestos related disease unaccompanied by physical impairment. See Owens-Illinois v. Armstrong, 87 Md.App. 699, 591 A.2d 544, 561 (1991) (compensatory damages will not be awarded for pleural scarring as it does not cause a functional impairment or harm); In re Hawaii Federal Asbestos Cases, 734 F.Supp. 1563, 1567 (the mere presence of asbestos fibers, pleural thickening pleural plaques in the lung,
unaccompanied by an objectively verifiable functional impairment is not enough to establish compensable harm; the development of asbestos related cancer in a plaintiff at some later date would give rise to a cause of action separate and distinct from any [*676] current injury); Caterinicchio v. Pittsburgh Corning Corp., 127 N.J. 428, 605 A.2d 1092, 1096 (1992) (the trial court was incorrect in determining as a matter of law that plaintiff had suffered a compensable injury solely because there was evidence of pleural thickening); Howell v. Celotex Corp., 904 F.2d 3, 5 (3d Cir.1990) (the presence of pleural thickening may not, alone, mandate a jury finding of compensable injury for an otherwise healthy plaintiff); Burns v. Jaquays Mining Corporation, 156 Ariz. 375, 752 P.2d 28 (1987) (changes in lung tissue absent physical impairment is not sufficient to support a cause of action).
Having determined that asymptomatic pleural thickening is not a sufficient physical injury to warrant damages, we must now decide whether Appellants may recover for emotional distress caused by an increased fear of cancer. Appellants concede that a jury may be precluded from awarding damages for an increased risk of cancer in light of Marinari, Consolidated Brief for Appellants at 33 n. 7. They contend, however, that the same is not true for a fear of cancer claim since it does not allege a future injury. Rather than being contingent upon developing cancer in the future, Appellants submit that it is a present claim for damages for emotional distress.
Notwithstanding the fact that Appellants' fear presently exists, we hold that because asymptomatic pleural thickening is not a sufficient physical injury, the resultant emotional distress damages are likewise not recoverable.[7] It is the general rule of this Commonwealth that there can be no recovery of damages for injuries resulting from fright or nervous shock or mental or emotional disturbances or distress unless they are accompanied by physical injury or physical [*677] impact. Knaub v. Gotwalt, 422 Pa. 267, 220 A.2d 646 (1966). We decline to adopt Appellants' view that the pleural thickening establishes a sufficient "impact" to warrant recovery for mental anguish. Those cases which base recovery upon an "impact" rather than an injury involve plaintiffs who have witnessed a traumatic physical injury to a close family member. See Niederman v. Brodsky, 436 Pa. 401, 261 A.2d 84 (1970); Sinn v. Burd, 486 Pa. 146, 404 A.2d 672 (1979).[8] The instant circumstances are not analogous since we have held that no physical injury to any party has been established.
Furthermore, as the Superior Court noted in Giffear, damages for fear of cancer are speculative. The awarding of such damages would lead to inequitable results since those who never contract cancer would obtain damages even though the disease never came into fruition. The actual compensation due to the plaintiff can be more accurately assessed when the disease has manifested.
Several other jurisdictions follow the view that absent manifest injury, emotional distress damages are not recoverable. See Burns v. Jaquays, 156 Ariz. at 378, 752 P.2d at 31 (there can be no claim for damages for the fear of contracting asbestos-related disease in the future without the manifestation of a bodily injury); In re Hawaii Federal Asbestos Cases, 734 F.Supp. at 1569 (as a matter of law, fear based on self-serving declarations is not reasonable absent an underlying compensable harm). Bubash v. Philadelphia Electric Company, 717 F.Supp. 297 (M.D.Pa.1989) (emotional distress resulting [*678] from fear of contracting cancer is not recoverable absent physical injury); Friedman v. General Electric Company, 706 F.Supp. 376 (E.D.Pa.1989) (physical injury required to support fear of cancer claim).[9]
In any case, Appellants are not left without a remedy for their mental anguish. As discussed extensively above, Marinari permits an action to be commenced if cancer develops. It is in this action that Appellants can assert their emotional distress or mental anguish claims. To allow the asbestos plaintiff in a non-cancer claim to recover for any part of the damages relating to cancer, including the fear of contracting cancer, erodes the integrity of and purpose behind the two disease rule.
Both Appellees concede that if Appellants contract cancer, their mental anguish claims relating to their fear of cancer would be compensable at that time.[10]
In summary, we hold that asymptomatic pleural thickening caused by occupational exposure to asbestos does not give rise to a cause of action for the damages requested by [*679] Appellants. We do recognize, however, a limited exception regarding damages for expenses incurred in the medical surveillance of the condition. We acknowledge that the United States Court of Appeals for the Third Circuit has predicted that, in certain cases, we would allow recovery for medical monitoring. See In re Paoli Railroad Yard PCB Litigation, 916 F.2d 829 (3d Cir.1990) (Paoli I) (claim for medical monitoring recognized where plaintiffs were exposed to polychlorinated biphenyls (PCB's) found in railcar transformers); In re Paoli Railroad Yard PCB Litigation, 35 F.3d 717 (3d Cir. 1994) (Paoli II) (medical monitoring claim viable under Pennsylvania law). We find both interesting and appropriate the rationale and findings as articulated by the Court of Appeals of Arizona in Burns v. Jaquays Mining Corporation, 156 Ariz. 375, 752 P.2d 28 (1988). Notwithstanding its conclusion that asymptomatic pleural thickening is not a compensable tort, the Arizona court awarded damages for medical monitoring. It stated,
[w]e believe, under the facts of this case and despite the absence of physical manifestation of any asbestos-
related diseases, that the plaintiffs should be entitled to such regular medical testing and evaluation as is
reasonably necessary and consistent with contemporary scientific principles applied by physicians
experienced in the diagnosis and treatment of these types of injuries.
Id. at 380, 752 P.2d at 33.
We adopt this rationale as the rule of law for this Commonwealth regarding plaintiffs diagnosed with asymptomatic pleural thickening caused by occupational exposure to asbestos. In reaching this conclusion, we note that the circumstances surrounding asbestos related diseases cannot be viewed in a vacuum. We are cognizant of the fact that the specter of cancer weighs heavily on the minds of those diagnosed with pleural thickening. Although we hold that awarding damages for the increased risk and fear of cancer is contrary to the established jurisprudence of this Commonwealth, [*680] we find that recovery for medical monitoring is appropriate and just.[11]
Unfortunately, although Appellants' experts recommended medical monitoring of the disease, Appellants have not sought relief upon those grounds and are therefore not entitled to such expenses.[12]
For the reasons set forth herein, the judgments of the Superior Court are hereby affirmed.[13]
MONTEMURO, J., who was sitting by designation, did not participate in the decision of this case.
[1] Defendants asserted that the five-fold increase risk of cancer superimposed on a baseline risk of lung cancer in the general population of about 10 out of 100,000, resulted in a statistical risk of 58 out of 100,000 per year, which is an annual risk of only 1/20 of 1%. As to mesothelioma, defendants asserted that the increased risk of mesothelioma set forth by plaintiffs' expert amounted to an increased risk of only 1/32 of 1%.
[2] Owens-Illinois, Inc. settled with Giffear (not with Simmons and Murray) after the verdict. Keene Corporation subsequently filed a bankruptcy petition under 11 U.S.C. § 301 before the Superior Court resolved its appeal. Accordingly, the Superior Court stayed Keene's appeal pending the conclusion of the bankruptcy proceedings.
[3] Judge Wieand filed a concurring opinion in which he agreed that Giffear failed to establish any damages resulting from his asymptomatic pleural thickening. He noted, however, that he would leave for another day the issue of whether, under different circumstances, recovery should be allowed for other damages flowing from asymptomatic pleural thickening.
Judge Del Sole also filed a concurring opinion in which Judge Ford Elliot joined. Judge Del Sole agreed that a person cannot recover damages for "fear of cancer" and "risk of future cancer" in asbestos cases where cancer is not present. However, he found that asymptomatic pleural thickening was sufficient to give rise to a cause of action if damages are established. Judge Del Sole stated as examples of such damages, the costs of medically monitoring the disease, lost employment opportunities and decreased earning capacity. [4] Judge Johnson filed a dissenting opinion, finding that the issue of whether asymptomatic pleural thickening is compensable was not preserved by Fibreboard Corporation. He also noted that the decision in Giffear should not be applied to Murray and Simmons retroactively. [5] This conclusion is consistent with our finding in Volterano v. Workmen's Compensation Appeal Board, 536 Pa. 335, 639 A.2d 453 (1994), that pleural thickening is not a physical injury for purposes of establishing entitlement to worker's compensation benefits because the functioning of the claimant's lungs was not impaired.
[6] We note that since the Marinari court was not faced with the issue of whether asymptomatic pleural thickening is a compensable injury, the court's finding that a cause of action arises from such condition is mere obiter dictum that we reject.
[7] We are not eliminating emotional distress or mental anguish as damages in a nonmalignant asbestos disease case. We merely hold that absent physical injury, these damages are not recoverable. Denying damages for increased risk and fear of cancer is consistent with the Superior Court's decisions in Marinari, 417 Pa.Super. at 450-451, 612 A.2d at 1026; Morrison v. Fibreboard Corp., 428 Pa.Super. 114, 630 A.2d 436 (1993); Higginbotham v. Fibreboard Corp., 428 Pa.Super. 26, 630 A.2d 14 (1993); and Ottavio v. Fibreboard Corp., 421 Pa.Super. 284, 617 A.2d 1296 (1992).
[8] In Niederman v. Brodsky, a father sought recovery for his physical injuries as well as for mental shock and pain when he witnessed an automobile fatally strike his son. We there abandoned the requirement of a physical impact as a precondition to recovery for damages in those cases where the plaintiff was in personal danger of physical impact and where the plaintiff actually did fear the physical impact. An exception was carved into the "zone of danger" rule in Sinn v. Burd, where a plaintiff was permitted to recover damages for physical and mental injuries incurred when she saw her minor daughter struck and killed by an automobile. The court rejected the notion that the position of the plaintiff at the time of the event controlled whether recovery could be had. Instead, the court focused on whether the emotional injuries sustained by the plaintiff who witnessed the traumatic event were reasonably foreseeable to the defendant. [9] We recognize that there are also jurisdictions which allow recovery for fear of cancer when there is a physical manifestation as a result of asbestos exposure. See Devlin v. Johns-Manville Corporation, 202 N.J.Super. 556, 495 A.2d 495 (1985); Lavelle v. Owens-Corning Fiberglas Corporation et al., 507 N.E.2d 476 (Ohio Com.Pl.1987); Beeman v. Manville Corporation, 496 N.W.2d 247 (Iowa 1993). These decisions, however, do not analyze the issue in light of the separate disease rule.
[10] Appellee Fibreboard asserts that "[i]t follows, then, [from the two disease rule] that all damages — past, present and future — associated with the development of a malignant disease are also separate and distinct from the past, present and future damages associated with the development of a nonmalignant asbestos-related condition." Fibreboard Brief at 29. "The Giffear Court simply clarified that the two disease rule means that all damages associated with the development of cancer are recoverable in the cause of action for cancer." Id.
Appellee Owens-Illinois, Inc. admits that "[a] necessary corollary to the "two disease" rule is that a person may seek damages for fear of cancer only if and when cancer occurs. . . ." Owens-Corning Brief at 11. Owens-Corning further states that "[r]equiring the actual occurrence of impairing asbestos-related disease in order to bring suit, and then awarding damages for all past, present and future pain and suffering related to that disease, insures that adequate compensatory damages are channelled to those who are most entitled to them." Id. at 24-25. Thus, both Appellees admit that damages are recoverable for the fear of cancer at the time the cancer manifests itself. [11] In Paoli I, the court noted that
[t]he injury in an enhanced risk claim is the anticipated harm itself. The injury in a medical monitoring claim is the cost of the medical care that will, one hopes, detect that injury. The former is inherently speculative because courts are forced to anticipate the probability of future injury. The latter is much less speculative because the issue for the jury is the less conjectural question of whether the plaintiff needs medical surveillance.
Id., 916 F.2d at 850-851.
[12] Appellants expressly state that they "do not seek a holding by the court that they may recover medical monitoring costs." Appellants' Reply Brief at 7.
[13] Additionally, the Application to Present Post-Submission Letter which was filed by counsel for amicus curiae, the Lincoln Electric Company and the BOC Group, Inc., is granted.
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Simmons v. Pacor, Inc., 674 A.2d 232 (Pennsylvania Supreme Court April 4, 1996).
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“Summary of Simmons v. Pacor, Inc.” AsbestosClaims.Law Library. https://asbestosclaims.law/library/cases/simmons-v-pacor-inc-1996.
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