Martin v. Cincinnati Gas and Electric Company (2009)

Our plain-English summary of Martin v. Cincinnati Gas and Electric Company (U.S. Court of Appeals, Sixth Circuit, January 27, 2009).

Dennis Martin died in 2002 of malignant mesothelioma. His son David, as executor of his estate, sued in Kentucky state court, and the case was removed to federal court. The claims that remained were against Cincinnati Gas & Electric (CG&E), General Electric (GE) and General Motors (GM). The claims against CG&E and GE said Mr. Martin was exposed as a child to asbestos that his father brought home on work clothes from his CG&E job on underground power lines. The claim against GM said he was exposed as a welder and mechanic on ship engines from 1979 to 1984. The district court granted summary judgment to all three defendants. The Sixth Circuit affirmed. It held there was no evidence that GM products contained asbestos or exposed Mr. Martin, since the likely asbestos sources came from other makers. It also held that CG&E and GE owed no duty. The expert evidence did not show that the danger of household exposure was known or knowable to them in the 1950s and early 1960s, so the harm was not foreseeable. The bystander strict-liability claim failed for the same reason.

We wrote this summary from the court's opinion with the help of AI. It is not the court's wording, and it is not legal advice. The full opinion is below.

The decision

• Court: U.S. Court of Appeals, Sixth Circuit
• Decided: January 27, 2009
• Docket: No. 07-6385
• Stage: Appeal from summary judgment

Outcome. The Sixth Circuit affirmed summary judgment for General Motors, Cincinnati Gas & Electric and General Electric, and the executor of Dennis Martin's estate lost on all claims.

What the court held. Under Kentucky law, a negligence claim needs evidence that the defendant's product was a substantial factor in causing the harm, and a duty depends on whether the risk was foreseeable from what the defendant knew or should have known at the time. The record did not show that the danger of household exposure to asbestos on work clothes was known or knowable to the defendants in the 1950s and early 1960s, so they owed no duty.

Issues decided: Causation, Premises Owner Liability, Product Identification, Take-Home Exposure.

Why this case is relevant

In this Kentucky-law appeal, the Sixth Circuit affirmed summary judgment for all three defendants on two separate grounds. On causation, it required proof that the defendant's product was a substantial factor in the harm. It rejected the argument that, because mesothelioma is progressive, any exposure counts, reasoning that such a view would render the substantial factor test "meaningless." On take-home exposure, it held that the father's employer and an asbestos supplier owed no duty to his son, because the record did not show they knew or should have known of the household danger. The plaintiff's own expert conceded that the first bystander studies were published in 1965, after the exposure ended in 1963.

Later courts cite it on both points. The Ohio and Pennsylvania Supreme Courts, South Carolina's Court of Appeals and a Florida federal court cite it in rejecting "every exposure" causation theories. The Sixth Circuit and federal courts in Kentucky use it for Kentucky's substantial-factor standard. On take-home claims, the Iowa, Utah and Arizona Supreme Courts and the Eleventh Circuit list it among decisions finding no duty or no foreseeable harm. The California Supreme Court distinguished it on its facts, and a California Court of Appeal found it unpersuasive.

This section was drafted with the assistance of WARD, our Worldwide Asbestos Reference Desk, from the opinion and the later decisions in our library that cite it. It is not legal advice.

The people and their exposure

• Dennis B. Martin (family member): mesothelioma; died

Who	Work	Where	When	Products
Dennis B. Martin	child of a CG&E worker; father worked on underground power lines (power plants and utilities); dust brought home	Cincinnati Gas & Electric Company	1952-1963	gaskets and packing, pipe and block insulation, sprayed asbestos, asbestos fireproofing, asbestos gaskets (GE), pipe insulation (GE)
Dennis B. Martin	welder and mechanic on ship engines	Valley Line Company	1979-1984	gaskets and packing, pipe and block insulation, asbestos textiles, EMD gaskets (GM subsidiary), Durabla gasket material, Triangle Insulation fireproofing blankets, engine exhaust insulation

The defendants

• Cincinnati Gas and Electric Company (premises owner)
• General Electric Company (supplier)
• General Motors Corporation (manufacturer) · its asbestos trust

Decisions this opinion cites

Earlier decisions in our library that the court cited:

• Satterfield v. Breeding Insulation Company (Tennessee Supreme Court, 2008). The Tennessee Supreme Court affirmed the Court of Appeals, which had reversed the trial court's judgment on the pleadings for Alcoa, and remanded the estate's claim against Alcoa for further proceedings.
• Olivo v. Owens-Illinois, Inc. (New Jersey Supreme Court, 2006). The New Jersey Supreme Court affirmed the Appellate Division's reversal of summary judgment for Exxon Mobil and remanded for further proceedings on whether the hazard-incident-to-the-work exception applies, so plaintiff Olivo's claim continued.
• Holdampf v. Port Authority of New York and New Jersey (Matter of Nyc Asbestos Litig) (New York Court of Appeals, 2005). The Court of Appeals reversed the Appellate Division, reinstated Supreme Court's summary judgment for the Port Authority, and held the Port Authority owed no duty of care to the wife of its employee, so the Holdampfs lost.
• Alcoa, Inc. v. Behringer (Texas Court of Appeals, 5th District, 2007). The appeals court reversed the judgment on the jury verdict for Barbara and Leroy Behringer and rendered judgment that they take nothing against Alcoa, because Alcoa owed Mrs. Behringer no legal duty.
• Chaisson v. Avondale Industries, Inc. (Louisiana Court of Appeals, 4th Circuit, 2006). The Louisiana Court of Appeal, Fourth Circuit, affirmed the jury judgment for the Chaisson family against H.B. Zachry Company, including its 42.58% fault share and the wrongful death and survival awards, and rejected both Zachry's appeal and the family's cross-appeal for higher survival damages.
• Thomas v. AP Green Industries, Inc. (Louisiana Court of Appeals, 4th Circuit, 2006). The appeals court amended the judgment to cut the surviving spouse's wrongful death award against Entergy Louisiana from $2.75 million to $1 million, and otherwise affirmed the jury verdict for the plaintiffs, including the directed verdict for McCarty and the jury's finding of no fault by Johns Manville.
• Zimko v. American Cyanamid (Louisiana Court of Appeals, 4th Circuit, 2005). The appeals court reversed the judgment against Tate & Lyle because workers' compensation exclusivity barred it, affirmed liability and the survival award against American Cyanamid, and cut the wrongful death award against American Cyanamid to 50% by allocating fault equally between the two companies.
• Bailey v. North American Refractories Co. (Kentucky Court of Appeals, 2001). The Court of Appeals reversed the Boyd Circuit Court's summary judgments for NARCO and for Westinghouse (CBS) and remanded the claims of the Armco Steel workers and their spouses for further proceedings.
• Adams v. Owens-Illinois (Maryland Court of Special Appeals, 1998). The Court of Special Appeals affirmed the Baltimore City jury verdicts, which were for the defendants in seven cases and for the plaintiffs in the Parsons and Drebing mesothelioma cases, and ordered the appellants to pay costs.

Later decisions citing this one

25 later decisions in our library cite this one:

• Boynton v. Kennecott Utah Copper, LLC (Utah Supreme Court, 2021). The Utah Supreme Court affirmed the denial of summary judgment to Kennecott, reversed summary judgment for PacifiCorp and Conoco, and remanded, so Larry Boynton's claims against all three go forward.
• Quiroz v. Alcoa Inc. (Arizona Supreme Court, 2018). The Arizona Supreme Court affirmed summary judgment for Reynolds Metal, Alcoa and Reywest, holding they owed no duty to Quiroz for take-home asbestos exposure; it vacated the court of appeals opinion in part because it disagreed with some of its reasoning.
• Schwartz v. Honeywell Internatl., Inc. (Ohio Supreme Court, 2018). The Ohio Supreme Court reversed the court of appeals' affirmance of the verdict and held that Honeywell, as successor to Bendix, should have received a directed verdict, so the plaintiff Schwartz lost.
• Kesner v. Superior Court and Haver (California Supreme Court, 2016). The California Supreme Court reversed the Court of Appeal in Haver (BNSF's demurrer had been sustained) in favor of the Havers, and vacated the Court of Appeal judgment in Kesner (Abex's nonsuit had been reversed), remanding both for further proceedings, finding employers and premises owners owe a duty to household members.
• Rost v. Ford Motor Co. (Pennsylvania Supreme Court, 2016). The Pennsylvania Supreme Court affirmed the judgment for the Rost estates against Ford Motor Company, holding that the causation testimony was proper and that, although consolidation with two other cases was error, Ford showed no prejudice.
• Georgia Pacific v. Farrar (Maryland Court of Appeals, 2013). The Court of Appeals of Maryland reversed the Court of Special Appeals and the Baltimore City Circuit Court judgment of over $5 million for Jocelyn Farrar, holding that Georgia Pacific owed her no duty to warn in 1968-69, so Georgia Pacific won.
• Betz v. Pneumo Abex LLC (Pennsylvania Supreme Court, 2012). The Pennsylvania Supreme Court reversed the Superior Court and held that the trial judge did not abuse his discretion in excluding the plaintiff's 'any-exposure' expert opinion under Frye, which restored the basis for summary judgment for Allied Signal and Ford against the executrix; the case was remanded to consider any remaining preserved issues.
• Simpkins v. CSX Transp., Inc. (Illinois Supreme Court, 2012). The Illinois Supreme Court affirmed the appellate court's reversal of the dismissal of the complaint against CSX Transportation on different grounds, held the complaint's duty allegations insufficient, and remanded so plaintiff could amend.
• Van Fossen v. MidAmerican Energy Co. (Iowa Supreme Court, 2009). The Iowa Supreme Court affirmed summary judgment for MidAmerican Energy and Interstate Power and Light, holding the plant owners owed no duty to warn the spouse of an independent contractor's employee, so Van Fossen lost.
• Connor v. Covil Corporation (U.S. Court of Appeals, Fourth Circuit, 2021). The Fourth Circuit affirmed summary judgment for Covil Corporation, holding that Darrell Connor, suing for his father's death, had not shown enough exposure to Covil's asbestos insulation.
• Bobo v. Tennessee Valley Authority (U.S. Court of Appeals, Eleventh Circuit, 2017). The Eleventh Circuit affirmed the district court's bench-trial finding that the Tennessee Valley Authority was liable to the Bobo estate, vacated the damages award because it included written-off medical expenses, and remanded for recalculation.
• Stallings v. Georgia Pacific Corp. (U.S. Court of Appeals, Sixth Circuit, 2017). The Sixth Circuit affirmed summary judgment for Georgia-Pacific against Carol Lee Stallings, because her experts' 'any exposure' testimony could not show that Georgia-Pacific's products were a substantial factor in her husband's mesothelioma.
• Moeller v. Garlock Sealing Technologies, LLC (U.S. Court of Appeals, Sixth Circuit, 2011). The Sixth Circuit reversed the district court's denial of Garlock's motion for judgment as a matter of law, so Garlock won and the jury's $516,094 verdict for Olwen Moeller could not stand.
• Williams v. JM Manufacturing Company, Inc. (California Court of Appeal, 1st Appellate District, 2nd Division, 2024). The Court of Appeal affirmed the judgment for Cornelius Williams (substituted by his brother Nathan as successor-in-interest) against J-M Manufacturing Company, rejecting its arguments for a defense judgment or new trial.
• Glenn v. 3M Co. (South Carolina Court of Appeals, 2023). The Court of Appeals affirmed the denial of Fisher Controls' JNOV and new trial motions, the jury instruction rulings and the discovery sanctions, in favor of Rita Glenn, but remanded for the trial court to review the settlement documents and reconsider the setoff amounts.
• Jolly v. General Elec. Co. (South Carolina Court of Appeals, 2021). The Court of Appeals of South Carolina affirmed the circuit court's denial of Fisher Controls and Crosby Valve's directed verdict, JNOV and motion to quash, its grant of new trial nisi additur to the Jollys, and its partial grant of setoff, so the Jollys kept their verdict.
• In re Estate OF Holmes v. Pneumo Abex, LLC (Illinois Appellate Court, 4th District, 2011). The appellate court reversed the trial court's judgment on the jury verdict for plaintiff, holding that Abex and Honeywell were entitled to judgment n.o.v. because they owed no duty to the decedent; the defendants won and the estate lost.
• Edmonds v. Air & Liquid Systems Corporation (U.S. District Court, Middle District of Florida, 2024). The court granted in part and denied in part the Daubert motions of defendants Atwood (Valves and Controls US) and Warren Pumps, excluding Dr. Zhang's first cumulative-exposure causation opinion and his asbestosis opinion but allowing his second causation opinion and his pleural plaque opinion.
• Papineau v. Brake Supply Company, Inc. (U.S. District Court, Western District of Kentucky, 2021). The court denied Brake Supply's summary judgment motion on exposure, causation and the Middleman Statute defense, granted it on the Papineaus' punitive-damages claim, excluded only the plaintiffs' hygienist Paskal's warnings testimony, and denied the other motions to exclude experts.
• Surita v. Arvinmeritor, Inc. (U.S. District Court, Western District of Kentucky, 2017). The court granted summary judgment to all defendants (Meritor, Arvinmeritor, Goodyear, Trane, Meritor WABCO, Caterpillar, Navistar and Genuine Parts) because plaintiff Rojelio Surita offered no proof their products were a substantial factor in his wife's mesothelioma, and denied Genuine Parts' jurisdiction motion as moot.
• Suoja v. Owens-Illinois, Inc. (U.S. District Court, Western District of Wisconsin, 2016). After a bench trial, the court entered judgment for Owens-Illinois and dismissed the estate's claims because plaintiff Gary Suoja did not prove Oswald Suoja was exposed to Owens-Illinois Kaylo or that any such exposure substantially caused his mesothelioma.
• Stallings v. Georgia-Pacific Corporation (U.S. District Court, Western District of Kentucky, 2015). The district court granted summary judgment to Georgia-Pacific, IMO Industries, Crane Company, John Crane Inc. and CBS Corporation because the plaintiff could not show that any defendant's product was a substantial factor in causing Stallings's mesothelioma, and the plaintiff lost.
• Bootenhoff v. Hormel Foods Corporation (U.S. District Court, Western District of Oklahoma, 2014). The court granted International Paper Company's motion for summary judgment, holding it owed no duty of care to Norma Bootenhoff, so the Bootenhoffs' negligence and punitive damages claims failed; IPC's motion to strike was denied as moot.
• Krik v. Crane Co. (U.S. District Court, Northern District of Illinois, 2014). The court granted the defendants' motions (Crane, Owens-Illinois, Marley-Wylain and ExxonMobil) to bar plaintiff Krik's experts from offering "Any Exposure," "Each and Every Exposure" and "Single Fiber" causation opinions, and denied Mobil's other requests to bar the experts' testimony about exposure at Mobil facilities.
• Hoyt v. Lockheed Shipbuilding Company (U.S. District Court, Western District of Washington, 2013). The federal district court granted Lockheed Shipbuilding Company's motion for summary judgment and dismissed Loretta Hoyt's take-home asbestos claim with prejudice, because the risk to her was not reasonably foreseeable in the 1950s.

The court's opinion

The text below is Google Scholar's copy of the court's opinion, a public record. Numbers in brackets, such as [*921], mark where each page of the printed reporter begins.

DAVID MARTIN, EXECUTOR OF THE ESTATE OF DENNIS B. MARTIN, PLAINTIFF-APPELLANT,

v.

CINCINNATI GAS AND ELECTRIC COMPANY, GENERAL MOTORS CORPORATION, GENERAL

ELECTRIC COMPANY, DEFENDANTS-APPELLEES.

No. 07-6385.

Argued: October 29, 2008.

Decided and Filed: January 27, 2009.[*]

Pursuant to Sixth Circuit Rule 206

United States Court of Appeals, Sixth Circuit.

ARGUED: Kenneth L. Sales, SALES, TILLMAN, WALBAUM, CATLETT & SATTERLEY, Louisville, Kentucky, for Appellant. Gary J. Sergent, O'HARA, RUBERG, TAYLOR, SLOAN & SERGENT, Covington, Kentucky, James K. Vines, KING &

SPALDING, Washington, D.C., Scott T. Dickens, FULTZ, MADDOX, HOVIOUS & DICKENS, Louisville, Kentucky, for Appellees.

ON BRIEF: Kenneth L. Sales, Paul J. Kelley, SALES, TILLMAN, WALBAUM, CATLETT & SATTERLEY, Louisville, Kentucky, for Appellant.

Gary J. Sergent, Michael J. O'Hara, O'HARA, RUBERG, TAYLOR, SLOAN & SERGENT, Covington, Kentucky, James K. Vines, KING & SPALDING, Washington, D.C., Scott T. Dickens, FULTZ, MADDOX, HOVIOUS & DICKENS, Louisville, Kentucky, Eric M. Cavanaugh, DUKE ENERGY SHARED SERVICES, INC., Plainfield, Indiana, for Appellees.

Mark A. Behrens, SHOOK, HARDY & BACON, Washington, D.C., for Amicus Curiae.

Before: SILER and McKEAGUE, Circuit Judges; LUDINGTON, District Judge.[**]

OPINION

McKEAGUE, Circuit Judge.

Dennis Martin ("Mr. Martin") died from malignant mesothelioma on March 22, 2002. His son, David Martin ("Plaintiff"), serving as executor of his father's estate, filed a complaint based on asbestos exposure in Kentucky state court against nine defendants. Defendants removed the case to the Eastern District of Kentucky based on diversity.

After various defendants settled or were dismissed from the suit, claims remained against Cincinnati Gas & Electric Company ("CG&E"), General Electric ("GE"), and General Motors ("GM"). The claims against CG&E and GE were based on asbestos that Mr. Martin's father, Vernon Martin, brought home on his work clothes while working for CG&E. The claim against GM was based on Mr. Martin's alleged exposure to asbestos while working as a ship mechanic from 1979 to 1984. The district court found that Plaintiff did not raise an issue of material fact regarding causation in his claim against GM, and so granted summary judgment to GM. The district court also granted summary judgment for CG&E and GE because the injury to Mr. Martin was not foreseeable at the time of exposure. Plaintiff appeals both orders. For the reasons given below, we affirm the district court's orders.

I. BACKGROUND

Mr. Martin's father worked for CG&E for thirty-eight years. He began working for CG&E in 1951 as a laborer. Within a year, he was promoted to mechanic. His work at CG&E during this period involved underground power lines. The work brought him into contact with fireproofing that contained asbestos. In the 1950's, he worked with fireproofing every month or two. One power line in particular, the "66," was treated only with asbestos. Mr. Martin's father worked on the 66 "[q]uite a few" times. In 1963, he was promoted to equipment operator, where he operated heavy excavating machinery. In 1973, he was

promoted to senior mechanic in underground utilities. The district court found that his work with asbestos lasted from 1951 to 1963. Martin v. Gen. Elec. Co., No. 02-201-DLB, 2007 WL 2682064, at [*1]-2 (E.D. Ky. Sept. 5, 2007). Plaintiff does not challenge that finding on appeal. As Mr. Martin was born in 1952, the relevant asbestos exposure occurred between 1952 and 1963.

Internal memoranda indicate that CG&E used asbestos products. Several documents from CG&E also indicate that GE provided asbestos products to CG&E. A memo from 1948 notes an order from GE for "asbestos gaskets." Another order indicates that CG&E purchased pipe insulation from GE. Several other memos indicate that GE provided most of the materials for CG&E pipes.

CG&E provided lockers and showers for their employees. After work, Mr. Martin's father would sometimes shower and change at CG&E. Other times, he would go directly home. When he got home, he would most often change and leave his work clothes in the basement laundry room. Occasionally, he would do yard work in his work clothes. Mr. Martin's father recalls Mr. Martin sometimes sitting on his lap or hugging him while he was still in his work clothes.

Mr. Martin's mother, Mary Helen, did the laundry. Mr. Martin and his cousin, Steve Boesing ("Mr. Boesing"), would often play in the basement. The laundry room, however, was in a separate room in the basement, "way over on the far side" from where the children played. This proximity to his father's work clothes is the basis for Mr. Martin's first potential exposure to asbestos.

After serving in the Navy, Mr. Martin held a variety of jobs in the Kentucky area. Many of these jobs involved ships; others involved chemical manufacture. The record does not include testimony regarding asbestos exposure during Mr. Martin's time at these other positions. Mr. Boesing frequently worked with Mr. Martin. At many of these jobs, Mr. Boesing remembered no exposure to anything that might have been asbestos. This was not the case at Valley Line Company, where Mr. Martin was employed from 1979 to 1984 as a welder and a mechanic. Mr. Boesing also worked at Valley Line, and he recalled asbestos in a variety of forms.

Mr. Boesing recalled working with products made with asbestos during periodic engine overhauls. Eighty-five percent of the engines that Mr. Martin and Mr. Boesing worked on were manufactured by EMD, a GM subsidiary. During the overhauls, Valley Line employees would sometimes have to remove insulation from the exhaust systems. Mr. Boesing believed this insulation was provided by the shipyard when the boats were built. There were two general types of insulation: a silver mesh that could simply be unhooked from the exhaust, and a white insulation with a hard shell. With the latter type, Mr. Martin would have to cut through the hard shell in order to reach the engine. The need to cut through the shell would only occur on one out of four engine overhauls, and it would often involve only enough to remove a bolt.

During the course of work at Valley Line, Mr. Boesing and Mr. Martin also frequently used gaskets. There were two types of gaskets: precut and custom. Precut gaskets were made by EMD. When Valley Line employees made custom gaskets, they did so with materials provided by a different company, Durabla. The new gaskets used during engine overhauls were the precut EMD gaskets. They were installed as provided; at no point did Valley Line employees cut into the new EMD gaskets. Removing old gaskets created a visible white dust. Mr. Boesing did not know if the gaskets replaced during overhauls were made by GM.

Mr. Martin and Mr. Boesing also replaced power packs on ship engines. Part of this work involved removing old gaskets, which created dust. There were also fireproofing blankets, made by Triangle Insulation. Mr. Boesing believed the blankets contained asbestos. He noted that employees would cut portions of these blankets to use when welding in sensitive areas. Additionally, the ship engine rooms had asbestos pegboard walls, but the walls were rarely moved and so produced little dust. The hot water lines also had white insulation. Mr. Martin's work with these materials at Valley Line constitutes his second potential exposure to asbestos.

After Plaintiff filed his complaint and the case was removed to the Eastern District of Kentucky, motions for summary judgment ensued. The district court granted GM's motion because "there is no evidence that GM manufactured or supplied" the relevant insulation. Martin v. Cincinnati Gas & Elec. Co., No. 02-201-DLB, slip op. at 14 (E.D. Ky. May 25, 2006). The district court granted summary judgment for CG&E and GE because neither CG&E nor GE had a legal duty to Mr. Martin. Martin v. Gen. Elec. Co., No. 02-201-DLB, 2007 WL 2682064, at [*9] (E.D. Ky. Sept. 5, 2007). This appeal followed. II. ANALYSIS

A. Standard of Review

As this is a diversity action, Kentucky substantive law applies. Gahafer v. Ford Motor Co., 328 F.3d 859, 861 (6th Cir. 2003). Procedurally, federal standards for summary judgment govern. Hayes v. Equitable Energy Res. Co., 266 F.3d 560, 566 (6th Cir. 2001).

This court reviews a district court's grant of summary judgment de novo. Nichols v. Moore, 477 F.3d 396, 398 (6th Cir. 2007). At the summary judgment stage, the district court must construe the evidence and draw all reasonable inferences in favor of the nonmoving party. Jones v. Potter, 488 F.3d 397, 403 (6th Cir. 2007). In order to survive summary judgment, the nonmovant must meet the movant's motion with "specific facts showing that there is a genuine issue for trial." Celotex Corp. v. Catrett, 477 U.S. 317, 324 (1986). A "scintilla of evidence" will not suffice. Anderson v. Liberty Lobby, 477 U.S. 242, 252 (1986).

B. GM Products Were Not a Substantial Factor in Causing Mr. Martin's

Mesothelioma

"To recover under a claim of negligence in Kentucky, a plaintiff must establish that (1) the defendant owed a duty of care to the plaintiff, (2) the defendant breached its duty, and (3) the breach proximately caused the plaintiff's damages." Lee v. Farmer's Rural Elec. Coop. Corp., 245 S.W.3d 209, 211-12 (Ky. Ct. App. 2007). Kentucky utilizes the Restatement (Second) Torts § 431 test for causation: the plaintiff must show that the defendant's "conduct is a substantial factor in bringing about the harm." Bailey v. N. Am. Refractories Co., 95 S.W.3d 868, 871 (Ky. Ct. App. 2001).

Under Kentucky law, causation is generally a question of fact for the jury. Id. at 872. However, causation should not go to the jury unless the inference of causation is reasonable: it must "indicate the probable, as distinguished from a possible cause." Id. at 873 (quoting Briner v. Gen. Motors Corp., 461 S.W.2d 99, 101 (Ky. Ct. App. 1970)); see also Huffman v. SS. Mary & Elizabeth Hosp., 475 S.W.2d 631, 633 (Ky. Ct. App. 1972).

As the district court cogently summarized the evidence, Plaintiff has not established that GM products contained asbestos or that Plaintiff was ever exposed to any asbestos from GM products. At best, Mr. Boesing's deposition establishes that Mr. Martin used precut gaskets made by a GM subsidiary and that GM gaskets were used on the engines. Yet Mr. Boesing stated that the precut gaskets did not require any cutting and that the asbestos insulation did not come from GM. Indeed, the sources that Mr. Boesing believed were most likely to contain asbestos were not GM products: the custom gaskets, which were made by Durabla; the insulation on the engines, which was installed by the shipyard; and the fireproof blankets, which were made by Triangle Insulation. The deposition thus does not provide a reasonable inference that Mr. Martin was exposed to asbestos from GM products.

Plaintiff also argues that, because mesothelioma is a progressive disease, any exposure is a substantial cause. This argument would make every incidental exposure to asbestos a substantial factor. Yet one measure of whether an action is a substantial factor is "the number of other factors which contribute in producing the harm and the extent of the effect which they have in producing it." RESTATEMENT (SECOND) OF TORTS § 433(a). The Sixth Circuit responded to a similar argument in a maritime action by stating that an expert's opinion that "every exposure to asbestos, however slight, was a substantial factor" was insufficient because it would render the substantial factor test "meaningless." Lindstrom v. A-C Prod. Liab. Trust, 424 F.3d 488, 493 (6th Cir. 2005).

As discussed above, Plaintiff did not proffer evidence that supports a reasonable inference of exposure from GM products, much less that GM products were a substantial factor in causing Mr. Martin's mesothelioma.

C. Neither CG&E nor GE Had a Legal Duty to Mr. Martin

For the claims against CG&E and GE, the analysis shifts from causation to duty. Duty presents a question of law for the judge to decide. Pathways, Inc. v. Hammons, 113 S.W.3d 85, 89 (Ky. 2003). In Kentucky, there is a universal duty of care which requires "every person. . . to exercise ordinary care in his activities to prevent foreseeable injury." Lee v. Farmer's Rural Elec. Cooperative Corp., 245 S.W.3d 209, 212 (Ky. Ct. App. 2007) (quoting Grayson Fraternal Order of Eagles, Aerie No. 3738, Inc. v. Claywell, 736 S.W.2d 328, 332 (Ky. 1987)). "`The most important factor in determining whether a duty

exists is foreseeability.'" Pathways, 113 S.W.3d at 89 (quoting DAVID J. LEIBSON, KENTUCKY PRACTICE, TORT LAW § 10.2 (1995)); see also Fryman v. Harrison, 896 S.W.2d 908, 909 (Ky. 1995). Foreseeability, in turn, is determined based on "what the defendant knew at the time of the alleged negligence." Pathways, 113 S.W.3d at 90; see also James v. Wilson, 95 S.W.3d 875, 891 (Ky. Ct. App. 2002) ("[F]oreseeability is to be determined by viewing the facts as they reasonably appeared to the party charged with negligence, not as they appear based on hindsight."). "[P]roper application of negligence law requires courts to view the facts as they reasonably appeared to the party charged with negligence." Mitchell v. Hadl, 816 S.W.2d 183, 186 (Ky. 1991).

The defendant's knowledge at the time includes "knowledge of pertinent matters. . . as a reasonable man would have." Pathways, 113 S.W.3d at 90 (quoting RESTATEMENT (SECOND) OF TORTS § 289(a)). This knowledge includes the "capacities of things and forces in so far as they are matters of common knowledge at the time and in the community." Id. (quoting RESTATEMENT (SECOND) OF TORTS § 290(a)).[1]

In assessing what GE and CG&E should have known, there are two relevant time periods. The evidence indicates that GE provided materials containing asbestos to CG&E from 1937 to 1955. CG&E, meanwhile, placed Mr. Martin's father in proximity to asbestos materials intermittently from 1951 to 1963. Martin must show that GE knew or should have known the danger of bystander asbestos exposure during the first time period; it must make the same showing for CG&E during the second period.

There is no evidence that either defendant had actual knowledge of the danger of bystander exposure, so the question is whether they should have known: that is, was such a risk foreseeable to them based on "common knowledge at the time and in the community." Pathways, 113 S.W.3d at 90 (quoting RESTATEMENT (SECOND) OF TORTS § 289(a)). We agree with the district court that Martin has failed to show the risk was foreseeable at the relevant times.

In order to demonstrate the foreseeability of bystander exposure during these periods, Plaintiff submitted an export report by Dr. Barry Castleman as well as selections from Dr. Castleman's treatise Asbestos: Medical and Legal Aspects. Neither the report nor the treatise, however, provides evidence of a general awareness of the dangers of bystander exposure—even inside the specialized fields of asbestos manufacture or utility companies. The treatise has a section entitled "Earliest Recognition of the Potential for Bystander Asbestos Disease"; however, in its discussion of scientific research before the 1950's, it only documents direct exposure. In a 1911 study, some experts were concerned that those not working directly with asbestos could also develop asbestosis, but they were concerned only with neighbors of asbestos factories and "workers next to those with dusty jobs." (J.A. at 454.) Studies in the 1930's found asbestosis in office workers at asbestos factories and mines, while there were calls in the 1940's for filtering systems at asbestos factories to avoid massive emissions of asbestos dust, which may endanger neighbors. (J.A. at 454-58.) All of these examples involve people in close proximity to asbestos emissions at factories or mines.

The report also refers to a deposition from a different case, taken in 1993, in which a Monsanto employee testified that Monsanto required employees in the 1950's to shower and change at work because Monsanto "didn't want [asbestos] in the home." (J.A. at 383.) There is no indication of the basis for the Monsanto practice or that Monsanto's practice was shared with other companies or publicized in any way. Instead, the report states that "[s]tudies on the occurrence of asbestos disease that included family members of asbestos-exposed workers were not published until the 1960's." The report does also conclude that "the hazard of asbestos exposure to families of the workers was scientifically knowable since the 1950's." (J.A. at 385.)

These sources do not provide a basis for attributing knowledge of the risk of bystander exposure in the home to either GE or CG&E. GE stopped supplying CG&E with asbestos products in 1951, and the expert report explicitly finds that the risk to family members was only knowable beginning in the 1950's. Not only does the report not indicate whether the risk was knowable before 1952, it is insufficient that the danger was merely knowable—the knowledge has to have been available to the defendant. See Pathways, 113 S.W.3d at 90. There has been no showing of any general knowledge of bystander exposure in the industry. Indeed, other courts have found there was no knowledge of bystander exposure in the asbestos industry in the 1950's. See, e.g., In re Certified Question from Fourteenth Dist. Ct. of Appeals of Tex., 740 N.W.2d 206, 2182-0 (Mich. 2007).

Turning to CG&E, we find no evidence in the record to charge CG&E with knowledge of the danger of bystander exposure. Plaintiff's expert report concedes that the first studies of bystander exposure were not published until 1965. Mr. Martin's father's exposure to asbestos materials stopped in 1963. Without any published studies or any evidence of industry

knowledge of bystander exposure, there is nothing that would justify charging CG&E or GE with such knowledge during the time that Mr. Martin's father was working with asbestos.

Plaintiff cites cases from several other states that find manufacturers and employers liable for asbestos-related illnesses from asbestos dust brought home from work. The best cases for Plaintiff are Olivo v. Owens-Illinois, Inc., 895 A.2d 1143, 1149 (N.J. 2006), and Zimko v. Am. Cyanamid, 905 So. 2d 465, 484 (La. Ct. App. 2005). Both find a duty based on secondary exposure to asbestos. Though each analysis is rooted in foreseeability, neither opinion persuasively explains how the defendant could have known the risk of secondary exposure involved.[2] Olivo, 895 A.2d at 1149; Zimko, 905 So. 2d at 483-84. The other cases Plaintiff cites are either factually or legally distinguishable.[3]

Weighted against these cases are a number of other cases in which courts have found no duty for secondary asbestos exposure. See CSX Transp., Inc. v. Williams, 608 S.E.2d 208, 210 (Ga. 2005); Adams v. Owens-Illinois, Inc., 705 A.2d 58, 66 (Md. Ct. App. 1998); In re Certified Question from Fourteenth Dist. Ct. of Appeals of Tex., 740 N.W.2d at 218-20; In re New York City Asbestos Litig., 840 N.E.2d 115, 121 (N.Y. 2005); Alcoa, Inc. v. Behringer, 235 S.W.3d 456, 462 (Tex. Ct. App. 2007).

Several of these decisions indicate that secondary exposure was not foreseeable in the 1950's and early 1960's. See, e.g., Alcoa, 235 S.W.3d at 462 ("[T]he danger of non-occupational exposure to asbestos dust on workers' clothes was neither known nor reasonably foreseeable to Alcoa in the 1950s."); In re Certified Question from Fourteenth Dist. Ct. of Appeals of Tex., 740 N.W.2d at 218 (finding the harm was not foreseeable because from "1954 to 1965 . . . we did not know what we know today about the hazards of asbestos").

These state court decisions do not reach a uniform result, but we find the cases declining to find a duty to be more persuasive based on our reading of Kentucky law and the facts of this case. Accordingly, we find that defendants did not owe a duty to Mr. Martin.[4]

D. Neither CG&E nor GE are Liable under a Bystander Theory

Plaintiff also asserts a strict liability claim, arguing that Mr. Martin was a bystander injured by defendants' asbestos. Kentucky recognizes a bystander claim under a products liability framework. Embs v. Pepsi-Cola Bottling Co., 528 S.W.2d 703, 706 (Ky. 1975).[5] Embs involved a plaintiff who was lacerated by an exploding bottle of soda on a shelf near where she was standing in a market. Id. at 703. The Kentucky Supreme Court held that manufacturers and retailers could be held liable for injuries to bystanders under an extension of Restatement 402A. Id. at 705-06. It noted, however, that the rule "is limited to bystanders whose injury from the defect is reasonably foreseeable." Id. at 706 (citation omitted). As discussed above, there is no evidence that the danger from secondary exposure was reasonably foreseeable at the time of Mr. Martin's exposure. Without any evidence before it establishing foreseeability at the time of exposure, the district court correctly found that Plaintiff did not present sufficient evidence to survive summary judgment on a bystander liability claim. III. CONCLUSION

We AFFIRM summary judgment in favor of GM based on the lack of evidence connecting GM to Mr. Martin's asbestos exposure. We also AFFIRM summary judgment in favor of CG&E and GE because neither knew or should have known of the danger of secondary asbestos exposure.

[*] This decision was originally issued as an "unpublished decision" filed on January 27, 2009. On March 30, 2009, the court designated the opinion as one recommended for full-text publication.

[**] The Honorable Thomas L. Ludington, United States District Judge for the Eastern District of Michigan, sitting by designation. [1] Plaintiff cites a Pennsylvania case for the principle that once any danger is established, defendants cannot argue that they had no notice the danger would spread. Westerman v. Stout, 335 A.2d 741, 745 (Pa. Super. Ct. 1975). Westerman provides little guidance for the case at hand. Westerman involved a man-made fog; when the fog spread off of defendant's property, the defendant argued that it "had no notice that it would cover the turnpike and create a traffic hazard." Id. at 201. The trial court found this preposterous: It was bound to anticipate the action of the wind and realize that the man-made fog could reach the roadway and cause visibility problems. In addition, the likelihood of such an accident was so obvious and the requirements for reducing the risk so minimal in comparison, that it

was unreasonable to permit this condition to exist.

Id. at 201-02.

The risk of bystander exposure is nowhere near as self-evident as the risk that fog would spread. As the record demonstrates, it took scientists decades after they learned of the dangers of direct asbestos exposure to learn of the risks of bystander exposure. [2] Amicus also point out that another Louisiana appellate opinion recently called Zimko into question. Thomas v. A.P. Green Indus., Inc., 933 So.2d 843, 871-72 (La. App. 2006) (Tobias, J., concurring). The concurring opinion notes that Zimko was a 3-2 decision and that neither party appealed the judgment to the Louisiana Supreme Court.

[3] Satterfield v. Breeding Insulation Co., 266 S.W.3d 347, 374 (Tenn. 2008) (relevant employment began after OSHA regulations); Chaisson v. Avondale Indus., 947 So.2d 171, 181 (La. App. 2006) (relevant employment occurred after OSHA regulations); In re New York City Asbestos Litig., 786 N.Y.S.2d 26 (N.Y. App. Div. 2004) rev'd by 840 N.E.2d 115 (N.Y. 2005); Kowalski v. Goodyear Tire & Rubber Co., 841 F. Supp. 104, 111 (W.D.N.Y. 1994) (distinguishing toxic chemical exposure from asbestos exposure where, despite evidence of danger from direct exposure, there had been no knowledge of "risk simply through secondary exposure").

[4] Premises liability does not alter this analysis. Plaintiff quotes Restatement (Second) of Torts § 371 in support of premises liability. Section 371, however, also incorporates foreseeability. It states that liability arises for activity that the possessor of the land "realizes or should realize will involve an unreasonable risk of harm."

[5] There is no bystander claim against CG&E. CG&E's only relationship to Mr. Martin is as a premises owner. The only authority for a bystander claim in Kentucky is based purely in products liability. See Embs, 528 S.W.2d at 706 ("The protections of Section 402A of the Restatement of Torts 2d extend to bystanders whose injury from the defective product is reasonably foreseeable."). Products liability is predicated upon a product in the stream of commerce. RESTATEMENT (SECOND) OF TORTS § 402A. "The responsibility for liability under section 402A is in the sale of a defective product by one who is engaged in the business of selling." Griffin Indus., Inc. v. Jones, 975 S.W.2d 100, 102 (Ky. 1998). CG&E did not sell asbestos and is not engaged in the business of selling asbestos.

Sources

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